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Areas of Practice

Honors, Awards, Presentations, and Publications

Gaspero and Gaspero attorneys represent clients in the following practice areas. For additional background, please refer to the Attorney Profiles page.

Commercial Litigation

Corporate Matters

Broker Dealer Regulation

Business Organizations and Fiduciary Responsibility

Estate Planning and Wealth Management

Family Law

General Corporate Litigation and Dispute Resolution

Commercial Contracts

Investment Adviser Regulation

Legal and Regulatory Matters Affecting Commercial Carriers and Construction Supply Companies

Mergers and Acquisitions

Private Equity and Hedge Funds

Real Estate (Commercial and Residential)

One of the highest honors in the legal profession is to be asked to address, instruct, and give training to our attorney colleagues. Carmen Gaspero has delivered the following addresses and Continuing Legal Education Seminars at both local and national conferences:

ABA Presentation: The EDGAR-ization of Regulation D Compliance - Presentation of Final SEC Rule Adoption to the ABA Committee on State Securities Regulation, New York City, February 2008.

Katten Firm Client Advisory Regarding SEC Conversion to EDGAR/Electronic Form D, March 2009

Attorney CLE Presentation: Compliance Matters in Regulation D Offerings, Katten Firm-wide CLE Program, March 2009

Attorney CLE Presentation: ABCs of Private Placements. ABA Section of Business Law 2008 Spring Meeting, Dallas, April 2008

Attorney CLE Presentation: Spotting the Issues: A Primer in Relevant State and Federal Securities Rules. Katten Financial Services Group, New York City, February 2008

Co-Drafter: ABA Comment Letter to 2007 SEC Rule Amendment Proposals (33-8814) Concerning Regulation D

CLE Presentation: Regulation D and Related Securities Laws, Katten Firm-wide CLE Program, May 2007

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